James S. Hinman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Sturtevant Hinman was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1965. James had worked at 6 firms and has passed the Series 63, SIE and PC exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 11, 1999 - December 31, 2019
PODESTA & CO.
March 4, 1988 - November 2, 1999
GRUNTAL & CO., L.L.C.
February 23, 1979 - March 9, 1988
MOSELEY SECURITIES CORPORATION
April 28, 1976 - February 23, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
November 12, 1974 - April 28, 1976
MOSELEY, HALLGARTEN & ESTABROOK INC.
April 15, 1965 - December 23, 1974
STONE & WEBSTER SECURITIES CORPORATION
State Registrations and Notice Filings
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Exams
PC
Date: 9/2/1977
AMEX Put and Call ExamCurrent Firm
PODESTA & CO.
CRD#: 13140 / SEC#: 801-60698, 8-28860
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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