David K. Little
ECLECTIC ASSOCIATES
Fullerton, CA 92835
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CRD#: 2465207
Professional summary
David Kimber Little, CFP®, who also goes by David Little, is a registered financial advisor currently at ECLECTIC ASSOCIATES, INC. located in Fullerton, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. David has worked at 1 firm and has passed the Series 2 exam.
Biography
David Little joined Eclectic Associates in 1992. He is a Chartered Financial Analyst, Certified Financial Planner, and an Accredited Investment Fiduciary, and has a bachelor’s degree in business with an emphasis in finance from Biola University. Dave is also active in industry and civic organizations as well as his church.
Question & Answer
What are your service offerings?
Retirement Income Management
Comprehensive Financial Planni...
Tax Planning
Investment Planning
Retirement Planning
Estate Planning
Small Business Planning
Do you have an area of expertise or specialization?
Business Owners
College/Education Planning
Estate & Generational Planning...
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Are you a "fiduciary"?
Yes
Aliases
David Little
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view David Kimber Little's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1995
Experience
Current
July 8, 1997 - Present
ECLECTIC ASSOCIATES, INC.
Office #1: 1440 North Harbor Blvd. Suite 220, Fullerton, CA 92835RIA
CRD#: 111041
Fullerton, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ECLECTIC ASSOCIATES, INC.
ECLECTIC ASSOCIATES INC | ECLECTIC ASSOCIATES, INC.
CRD#: 111041 / SEC#: 801-21175
RIA
Registered Investment Advisory firm - (5/14/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/8/1997)
IAR
Texas(10/15/2003)
Exams
General Industry/Product Exam
RR
Series 2
Date: 4/13/1994
Non-Member General Securities ExaminationCurrent Firm
ECLECTIC ASSOCIATES, INC.
ECLECTIC ASSOCIATES INC | ECLECTIC ASSOCIATES, INC.
CRD#: 111041 / SEC#: 801-21175
RIA
Registered Investment Advisory firm - (5/14/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1440 North Harbor Blvd. Suite 220, Fullerton, CA 92835
Mailing Address
Phone number
(714) 738-0220
Established
Firm type
Fiscal year end
# of Employees
15
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,743 |
| AUM (Assets Under Management) | $ 1,224,507,399 |
Red Flags
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