Graydon R. Boeck
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Graydon Robert Boeck, who also goes by G. Robert Boeck, Graydon Robert Boeck, Rob Boeck, was a registered financial professional .
Graydon is a previously registered financial professional and started their career in finance in 1974. Graydon had worked at 11 firms and has passed the Series 63, Series 5 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 21, 2014 - March 20, 2017
NICOLLET INVESTMENT MANAGEMENT, INC.
November 16, 2006 - April 24, 2007
RMJB, INC.
March 3, 2005 - August 16, 2006
MORGAN STANLEY DW INC.
November 13, 2003 - March 18, 2005
RBC CAPITAL MARKETS, LLC
May 9, 2002 - March 10, 2003
PIPER SANDLER & CO.
October 13, 1994 - March 25, 2003
U.S. BANCORP INVESTMENTS, INC.
July 31, 1993 - October 25, 1994
CITIGROUP GLOBAL MARKETS INC.
June 4, 1990 - July 31, 1993
LEHMAN BROTHERS INC.
May 26, 1988 - June 13, 1990
WELLS FARGO BROKERAGE SERVICES, L.L.C.
May 13, 1988 - June 1, 1988
PIPER SANDLER & CO.
September 26, 1978 - May 31, 1988
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1974 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
Primary Firm SEC Registration
NICOLLET INVESTMENT MANAGEMENT, INC.
CRD#: 109401 / SEC#: 801-57282
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/26/1981
Interest Rate Options ExaminationSeries 1
Date: 12/19/1973
Registered Representative ExaminationCurrent Firm
NICOLLET INVESTMENT MANAGEMENT, INC.
CRD#: 109401 / SEC#: 801-57282
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 868 |
| AUM (Assets Under Management) | $ 532,509,760 |
Red Flags
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