Denise B. Tyznar
Professional summary
Denise Bosse Tyznar, who also goes by Denise Cecile Bosse, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Denise is registered as a RR (Registered Representative) and started their career in finance in 1995. Denise has worked at 7 firms and has passed the Series 63, SIE, Series 16, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Denise Bosse Tyznar's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2021 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036April 10, 2019 - August 6, 2020
INSTINET, LLC
December 16, 2016 - April 4, 2019
MKM PARTNERS LLC
January 2, 2013 - October 12, 2016
BB&T SECURITIES, LLC
October 19, 1999 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 1, 1999 - October 26, 1999
WELLS FARGO CLEARING SERVICES, LLC
September 17, 1996 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 11, 1995 - February 13, 1996
FIRST UNION CAPITAL MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2021)
Exams
FINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
| YUKILEVICH, DANIEL | CHIEF COMPLIANCE OFFICER | 5635481 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
