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KG

Kristin Gamble

AMERICAN CAPITAL MANAGEMENT
New York, NY 10022-3212
Some features on this profile are disabled
CRD#: 2464781
KG

Professional summary

Kristin Gamble, who also goes by Kristin Gamble Flood, is a registered financial advisor currently at AMERICAN CAPITAL MANAGEMENT INC located in New York, New York.

Kristin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1990. Kristin has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Kristin Gamble Flood

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kristin Gamble's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 6, 2019 - Present

AMERICAN CAPITAL MANAGEMENT INC

Office #1: 575 Lexington Avenue 30th Floor, New York, NY 10022-3212
RIA
CRD#: 110861
New York, NY
Past

July 26, 1990 - January 4, 2016

FLOOD GAMBLE ASSOCIATES INC

RIA
CRD#: 110326
NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
AMERICAN CAPITAL MANAGEMENT INC
AMERICAN CAPITAL MANAGEMENT INC

CRD#: 110861 / SEC#: 801-15254

RIA
Registered Investment Advisory firm - (5/27/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(1/20/2023)
IAR
Texas
(8/6/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/13/1994
Uniform Investment Adviser Law Examination

Current Firm

AC
AMERICAN CAPITAL MANAGEMENT INC
AMERICAN CAPITAL MANAGEMENT INC

CRD#: 110861 / SEC#: 801-15254

RIA
Registered Investment Advisory firm - (5/27/1980 Approved)
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Contact information

Main Address
575 Lexington Avenue 30th Floor, New York, NY 10022-3212
Mailing Address
Phone number
(212) 344-3300
Established
Firm type
Fiscal year end
# of Employees
16

SEC notice filing (23 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AMERICAN CAPITAL MANAGEMENT, INC. (6/27/2025)

Regulatory assets under management

Total Number of Accounts543
AUM (Assets Under Management)$ 2,637,474,568

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN CAPITAL MANAGEMENT INC

CRD#: 110861New York, NY 10022-3212

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