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William Clifford Hines

CRD# 246465·Registered 1973 - 1997
Previously Registered: Being a previously registered professional could mean that William is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

William Clifford Hines, who also goes by Bill Hines, was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1973 - 1997. William had worked at 10 firms and has passed the Series 63, Series 1 and Series 39 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Hines

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

52 years in the financial services industry

Current & Past Employments

GAINEY FINANCIAL SERVICES, INC.·CRD# 27968
BD
Scottsdale, AZ
November 28, 1994 - December 31, 1997
ANDOVER SECURITIES, INC.·CRD# 16903
BD
Kansas City, MO
July 13, 1993 - November 4, 1994
CONSOLIDATED INVESTMENT SERVICES, INC.·CRD# 7929
BD
Littleton, CO
November 10, 1987 - July 13, 1993
SECURITIES NETWORK, INC.·CRD# 8671
BD
November 19, 1985 - November 17, 1987
LPL FINANCIAL LLC·CRD# 6413
BD
December 2, 1981 - December 12, 1985
SOUTHMARK FINANCIAL SERVICES, INC.·CRD# 6518
BD
December 7, 1979 - September 18, 1981
MARQUETTE FINANCIAL GROUP, INC.·CRD# 345
BD
September 4, 1979 - December 5, 1979
AMERICAN EXPRESS FINANCIAL CORPORATION·CRD# 6320
BD
December 27, 1973 - November 20, 1983
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
December 27, 1973 - November 20, 1983
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
December 27, 1973 - November 20, 1983

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Current Firm

GF
GAINEY FINANCIAL SERVICES, INC.

GAINEY FINANCIAL GROUP | W.B. MCKEE SECURITIES, INC. | GAINEY FINANCIAL SERVICES, INC.

CRD#: 27968 / SEC#: 8-43337
BD
Terminated by SEC on 01/10/2003

Contact Information

Established

Arizona since 12/05/1990

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
MCKEE AND COMPANYHOLDING COMPANY—
JAZWIN, MARK JOSEPHFINOP, PRESIDENT, CEO, PRINCIPAL2711432
ATKINS, SUSAN SOFIAVICE PRESIDENT, PRINCIPAL, ROP2991980
KOONTZ, JAN CHARLESVICE PRESIDENT, DIRECTOR2389720

Disclosures

Regulatory Event

7

Arbitration

4

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 1982About the Series 63 exam

Series 1 — Registered Representative Examination

Passed Dec 1973

Series 39 — Direct Participation Programs Principal Examination

Passed Nov 1982About the Series 39 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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