William C. Hines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Clifford Hines, who also goes by Bill Hines, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1973. William had worked at 10 firms and has passed the Series 63, Series 1 and Series 39 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 1994 - December 31, 1997
GAINEY FINANCIAL SERVICES, INC.
July 13, 1993 - November 4, 1994
ANDOVER SECURITIES, INC.
November 10, 1987 - July 13, 1993
CONSOLIDATED INVESTMENT SERVICES, INC.
November 19, 1985 - November 17, 1987
SECURITIES NETWORK, INC.
December 2, 1981 - December 12, 1985
LPL FINANCIAL LLC
December 7, 1979 - September 18, 1981
SOUTHMARK FINANCIAL SERVICES, INC.
September 4, 1979 - December 5, 1979
MARQUETTE FINANCIAL GROUP, INC.
December 27, 1973 - November 20, 1983
AMERICAN EXPRESS FINANCIAL CORPORATION
December 27, 1973 - November 20, 1983
AMERIPRISE FINANCIAL SERVICES, LLC
December 27, 1973 - November 20, 1983
IDS LIFE INSURANCE COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/22/1973
Registered Representative ExaminationCurrent Firm
GAINEY FINANCIAL SERVICES, INC.
CRD#: 27968 / SEC#: , 8-43337
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 4 |
Red Flags
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