William A. King
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William A King was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 1, 2012 - January 31, 2014
CARRINGTON INVESTMENT SERVICES, LLC
February 15, 2001 - May 1, 2001
JPMSI
February 22, 2000 - August 25, 2008
J.P. MORGAN SECURITIES INC.
June 27, 1996 - March 22, 2000
PERSHING LLC
May 6, 1994 - June 18, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
CARRINGTON INVESTMENT SERVICES, LLC
CRD#: 139334 / SEC#: , 8-67208
Contact information
Documents
Direct owners and executive officers
Red Flags
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