Paul Anthony Falcon
Professional Summary
Paul Anthony Falcon, who also goes by Paul Anthony Falcon Jr, Paul Falcon, is a registered financial advisor currently at PAR5 CAPITAL & CO LLC located in Miami, Florida. Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 12 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Paul Anthony Falcon Jr, Paul Falcon
Similar Advisors
SUMMIT FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
SUMMIT FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
SUMMIT FINANCIAL, LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
SUMMIT FINANCIAL, LLC
Years of Experience
32 years in the financial services industry
Current & Past Employments
Current
Past
Similar Advisors
SUMMIT FINANCIAL, LLC
Current Firm
GLOBAL CREDIT PARTNERS, LLC | PAR5 CAPITAL & CO LLC
Contact Information
Main Address
600 Brickell Avenue Suite 2520, Miami, FL 33131Mailing Address
600 Brickell Avenue Suite 2520, Miami, FL 33131Phone Number
(786) 638-5650Established
Delaware since 11/23/2004Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
SmallFINRA licenses (11 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Similar Advisors
SUMMIT FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
SUMMIT FINANCIAL, LLC
State Registrations and Notice Filings
(5/25/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6TO — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 2022About the Series 6TO examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1994About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Dec 2022About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2022About the Series 9 examSRO Registrations
Similar Advisors
SUMMIT FINANCIAL, LLC
CRS (Client Relationship Summary) - BD
Click below to view Paul Anthony Falcon's CRS (Customer Relationship Summary).
Similar Advisors
SUMMIT FINANCIAL, LLC
