Timothy J. Feehan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy J Feehan, who also goes by Tim Feehan, Timothy Joseph Feehan Jr, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1994. Timothy had worked at 17 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2022 - February 23, 2022
ASSETMARK BROKERAGE, LLC
December 21, 2021 - February 23, 2022
ASSETMARK, INC.
January 22, 2020 - June 24, 2020
MEEDER ASSET MANAGEMENT, INC.
January 22, 2020 - May 29, 2020
MEEDER DISTRIBUTION SERVICES, INC.
May 16, 2018 - December 31, 2019
INTERNATIONAL ASSETS ADVISORY, LLC
April 27, 2018 - December 31, 2019
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC
February 23, 2016 - March 30, 2017
SUMMIT ADVISOR SOLUTIONS
November 17, 2011 - May 13, 2016
SCA
May 14, 2010 - April 8, 2016
RP CAPITAL LLC
April 1, 2008 - April 7, 2010
CAPITAL BROKERAGE CORPORATION
January 23, 2001 - April 7, 2010
ASSETMARK, INC.
January 3, 2001 - April 1, 2008
ASSETMARK CAPITAL CORPORATION
February 1, 1999 - March 14, 2000
LPL FINANCIAL LLC
January 5, 1998 - January 14, 1999
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
May 15, 1997 - January 8, 1998
MERIT CAPITAL ASSOCIATES, INC.
December 16, 1994 - May 20, 1997
PRINCETON SECURITIES CORPORATION
October 5, 1994 - February 8, 1995
DONALD & CO. SECURITIES INC.
March 8, 1994 - September 19, 1994
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
