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Colin Christopher Hill

CRD# 2464375·Registered 1994 - 2013
Previously Registered: Being a previously registered professional could mean that Colin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Colin Christopher Hill, who also goes by Colin Hill, was a registered financial advisor. Colin was a previously registered financial professional and started their career in finance 1994 - 2013. Colin had worked at 9 firms and has passed the Series 63, Series 7, Series 10 and Series 9 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Colin Hill

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

SPEARHEAD CAPITAL, LLC·CRD# 145560
BD
Wellington, FL
February 6, 2013 - August 2, 2013
MAXIM GROUP LLC·CRD# 120708
BD
Tampa, FL
July 27, 2010 - January 31, 2011
CANACCORD GENUITY SECURITIES LLC·CRD# 24790
BD
New York, NY
June 22, 2009 - April 6, 2010
MORGAN JOSEPH TRIARTISAN LLC·CRD# 10948
BD
New York, NY
November 4, 2008 - June 5, 2009
CREDIT AGRICOLE SECURITIES (USA) INC.·CRD# 190
BD
New York, NY
October 15, 2007 - September 5, 2008
SOLEIL SECURITIES CORPORATION·CRD# 124737
BD
Tampa, FL
December 20, 2005 - September 25, 2007
FULCRUM GLOBAL PARTNERS LLC·CRD# 104455
BD
Tampa, FL
September 20, 2002 - January 3, 2006
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
September 14, 2000 - November 21, 2001
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
St. Petersburg, FL
June 20, 1994 - September 23, 2000

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Current Firm

SC
SPEARHEAD CAPITAL, LLC

SPEARHEAD CAPITAL, LLC | SPEARHEAD, LLC

CRD#: 145560 / SEC#: 8-67736
BD
Terminated by SEC on 10/29/2022

Contact Information

Established

Delaware since 12/17/2008

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
SPEARHEAD STRATEGIC PARTNERS, LLCOWNER—
COSTENBADER, WALTER RUSSELLFINOP1828345
KEST, ALYSON RENEECHIEF COMPLIANCE OFFICER3093693
WALTERS, TODD MATTHEWCEO4823763

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 1994About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Mar 2001About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed Feb 2001About the Series 9 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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