Theodore Cioffi
Professional summary
Theodore Cioffi III, who also goes by Terry Cioffi III, Theodore Cioffi, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in Clark, New Jersey.
Theodore is registered as a RR (Registered Representative) and started their career in finance in 1996. Theodore has worked at 3 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Theodore Cioffi III's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 16, 2007 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 100 Walnut Avenue, Suite 505, Clark, NJ 07066February 6, 2006 - April 3, 2007
KEYBANC CAPITAL MARKETS INC.
January 23, 1996 - January 5, 2006
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/16/2007)
Exams
FINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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