WL
William W. Leboeuf
COMPOUND PLANNING
Dayton, OH 45439
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CRD#: 2464080
WL
Professional summary
William W Leboeuf, who also goes by William W Le Boeuf, Bill Leboeuf, William Walter Leboeuf, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Dayton, Ohio.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
William W Le Boeuf | Bill Leboeuf | William Walter Leboeuf
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: YMCA INVESTMENT RELATED: NO ADDRESS: 316 N WILKINSON STREET DAYTON OH NATURE OF BUSINESS: NON-PROFIT START DATE: 05/2006 POSITION/TITLE/RELATIONSHIP: DIRECTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DIRECTOR 2. NAME OF OTHER BUSINESS: WESTERN GOLF ASSOCIATION - CADDIE SCHOLARSHIP FUND INVESTMENT RELATED: NO ADDRESS: ONE BRIAR ROAD CHICAGO, IL 60029 NATURE OF BUSINESS: ASSOCATION START DATE: 05/2000 POSITION/TITLE/RELATIONSHIP: DIRECTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DIRECTOR - RAISE AWAREANESS 3. NAME OF OTHER BUSINESS: CONSUMER OPTIX INVESTMENT RELATED: NO ADDRESS: 38 S. Main St., Ste. 297, Dayton, OH 45402; NATURE OF BUSINESS: Software as a service company supporting front end sales agents in the life insurance business. START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: Board of Directors BRIEF DESCRIPTION OF DUTIES: Guiding company in policies and strategy related to product development, target markets and implementation. 4. NAME OF OTHER BUSINESS: ACCELERATE CAPITAL PARTNERS, LLC INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: START DATE: 08/2019 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGER 5. Managing Director; Carillon Advisors Insurance Agency; Investment Related: Yes; Location: 75 Harbert Dr., Beavercreek, OH 45440; Description of the business: Carillon Advisors, LLC is also a Life and Health Licensed Insurance Agency with appointments with many carriers and in many states.; Responsibilities Duties: Market and place term life insurance and other life insurance when appropriate in a financial plan.; Start date with business: 2021-01-01; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 25;
CRS (Client Relationship Summary) - RIA
Click below to view William W Leboeuf's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2022 - Present
COMPOUND PLANNING, INC.
Office #1: 3033 Kettering Boulevard Ste 103, Dayton, OH 45439RIA
CRD#: 171787
Dayton, OH
Past
December 13, 2019 - June 1, 2020
ONE RESOURCE GROUP PRIVATE ADVISOR GROUP
RIA
CRD#: 306235
Beavercreek, OH
Past
March 28, 2019 - December 5, 2019
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BEAVERCREEK, OH
Past
March 28, 2019 - December 5, 2019
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BEAVERCREEK, OH
Past
September 8, 2009 - March 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
MIAMISBURG, OH
Past
September 2, 2009 - March 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
MIAMISBURG, OH
Past
June 1, 2009 - September 18, 2009
MORGAN STANLEY
RIA
CRD#: 149777
DAYTON, OH
Past
June 1, 2009 - September 18, 2009
MORGAN STANLEY
BD
CRD#: 149777
DAYTON, OH
Past
September 18, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
DAYTON, OH
Past
August 30, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
DAYTON, OH
Past
February 16, 2001 - September 9, 2002
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
June 16, 1994 - March 7, 2001
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(2/6/2025)
IAR
Ohio(5/18/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CP
COMPOUND PLANNING, INC.
ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT
CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - (7/1/2022 Approved)California
Registered Investment Advisory firm - (8/13/2022 Terminated)Ohio
Registered Investment Advisory firm - (7/14/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
115 Broadway 5th Floor, New York, NY 10006
Mailing Address
169 Madison Avenue Suite 15201, New York, NY 10016
Phone number
(888) 533-9364
Established
Firm type
Fiscal year end
# of Employees
104
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,372 |
| AUM (Assets Under Management) | $ 3,025,356,111 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COMPOUND PLANNING, INC.
CRD#: 171787Dayton, OH 45439TRUST BUT VERIFY
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