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William W Leboeuf

COMPOUND PLANNING
Dayton, OH
·CRD# 2464080·32 years experience

Professional Summary

William W Leboeuf, who also goes by William W Le Boeuf, Bill Leboeuf, William Walter Leboeuf, is a registered financial advisor currently at COMPOUND PLANNING, INC. located in Dayton, Ohio. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

William W Le Boeuf, Bill Leboeuf, William Walter Leboeuf

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

COMPOUND PLANNING, INC.·CRD# 171787
RIA
3033 Kettering Boulevard Ste 103, Dayton, OH 45439
May 18, 2022 - Present
ONE RESOURCE GROUP PRIVATE ADVISOR GROUP·CRD# 306235
RIA
Beavercreek, OH
December 13, 2019 - June 1, 2020
CETERA WEALTH SERVICES, LLC·CRD# 13572
RIA
Beavercreek, OH
March 28, 2019 - December 5, 2019
CETERA WEALTH SERVICES, LLC·CRD# 13572
BD
Beavercreek, OH
March 28, 2019 - December 5, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Miamisburg, OH
September 8, 2009 - March 29, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Miamisburg, OH
September 2, 2009 - March 29, 2019
MORGAN STANLEY·CRD# 149777
RIA
Dayton, OH
June 1, 2009 - September 18, 2009
MORGAN STANLEY·CRD# 149777
BD
Dayton, OH
June 1, 2009 - September 18, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
RIA
Dayton, OH
September 18, 2002 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
Dayton, OH
August 30, 2002 - June 1, 2009
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
February 16, 2001 - September 9, 2002
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
June 16, 1994 - March 7, 2001

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Current Firm

CP
COMPOUND PLANNING, INC.

ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - SEC (7/1/2022 Approved)
California
Registered Investment Advisory firm - California (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/14/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

115 Broadway 5th Floor, New York, NY 10006

Mailing Address

169 Madison Avenue Suite 15201, New York, NY 10016

Phone Number

(888) 533-9364

# of Employees

119

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

COMPOUND PLANNING-FORM ADV, PART 2A BROCHURE (10/9/2026)

Regulatory Assets Under Management

Total Number of Accounts

8,708

AUM (Assets Under Management)

$4,848,634,144

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NAME OF OTHER BUSINESS: YMCA INVESTMENT RELATED: NO ADDRESS: 316 N WILKINSON STREET DAYTON OH NATURE OF BUSINESS: NON-PROFIT START DATE: 05/2006 POSITION/TITLE/RELATIONSHIP: DIRECTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DIRECTOR 2. NAME OF OTHER BUSINESS: WESTERN GOLF ASSOCIATION - CADDIE SCHOLARSHIP FUND INVESTMENT RELATED: NO ADDRESS: ONE BRIAR ROAD CHICAGO, IL 60029 NATURE OF BUSINESS: ASSOCATION START DATE: 05/2000 POSITION/TITLE/RELATIONSHIP: DIRECTOR APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: DIRECTOR - RAISE AWAREANESS 3. NAME OF OTHER BUSINESS: CONSUMER OPTIX INVESTMENT RELATED: NO ADDRESS: 38 S. Main St., Ste. 297, Dayton, OH 45402; NATURE OF BUSINESS: Software as a service company supporting front end sales agents in the life insurance business. START DATE: 12/2019 APX NUMBER OF HOURS PER WEEK: 5 APX NUMBER OF HOURS DURING TRADING HOURS: 5 POSITION/TITLE/RELATIONSHIP: Board of Directors BRIEF DESCRIPTION OF DUTIES: Guiding company in policies and strategy related to product development, target markets and implementation. 4. NAME OF OTHER BUSINESS: ACCELERATE CAPITAL PARTNERS, LLC INVESTMENT RELATED: NO ADDRESS: NATURE OF BUSINESS: START DATE: 08/2019 POSITION/TITLE/RELATIONSHIP: MEMBER APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: MANAGER 5. Managing Director; Carillon Advisors Insurance Agency; Investment Related: Yes; Location: 75 Harbert Dr., Beavercreek, OH 45440; Description of the business: Carillon Advisors, LLC is also a Life and Health Licensed Insurance Agency with appointments with many carriers and in many states.; Responsibilities Duties: Market and place term life insurance and other life insurance when appropriate in a financial plan.; Start date with business: 2021-01-01; Hours devoted to business during trading hours: 10; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 25;

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CP
COMPOUND PLANNING, INC.

ALTERNATIV WEALTH | SHOPOFF PRIVATE CLIENT GROUP | COMPOUND PLANNING, INC. | COMPOUND PLANNING | ATOMI PRIVATE CLIENT GROUP | ATOMI FINANCIAL GROUP, INC. | ATOMI FINANCIAL GROUP | ATOMI FINANCIAL ADVISORS | ATOMI ASSET MANAGEMENT

CRD#: 171787 / SEC#: 801-126007
RIA
Registered Investment Advisory firm - SEC (7/1/2022 Approved)
California
Registered Investment Advisory firm - California (8/13/2022 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (7/14/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Louisiana
(2/6/2025)
IAR
Ohio
(5/18/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2001About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 31 — Futures Managed Funds Examination

Passed Jun 1994About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jun 1994About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view William W Leboeuf's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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WL
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