Patricia R. Lewis
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patricia Reynolds Lewis, who also goes by Patty Lewis, Donald E Mcmanus, was a registered financial professional .
Patricia is a previously registered financial professional and started their career in finance in 1994. Patricia had worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 22, 2010 - January 18, 2018
MARTIN FINANCIAL GROUP, LLC
May 26, 2010 - January 16, 2018
TRIAD ADVISORS LLC
February 8, 2010 - March 31, 2010
KESTRA INVESTMENT SERVICES, LLC
January 22, 2004 - January 15, 2010
KESTRA INVESTMENT SERVICES, LLC
May 18, 2001 - June 11, 2003
NATIONAL PLANNING CORPORATION
March 31, 1998 - May 21, 2001
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 14, 1994 - March 9, 1998
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
MARTIN FINANCIAL GROUP, LLC
CRD#: 149228 / SEC#: 801-79489
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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