Edward A. Petronio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Andrew Petronio was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2021 - December 6, 2022
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
April 20, 2012 - March 28, 2013
SALT CITY FINANCIAL PLANNING AND WEALTH MANAGEMENT, LLC
May 27, 2011 - November 18, 2011
INVEST FINANCIAL CORPORATION
April 20, 2010 - June 2, 2011
WOODBURY FINANCIAL SERVICES, INC.
June 16, 1994 - April 30, 2010
HIMCO DISTRIBUTION SERVICES COMPANY
Primary Firm SEC Registration
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD#: 115754 / SEC#: 801-60639
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ROCKBRIDGE INVESTMENT MANAGEMENT, LLC
CRD#: 115754 / SEC#: 801-60639
Contact information
SEC notice filing (18 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,108 |
| AUM (Assets Under Management) | $ 1,660,732,364 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
