MW
Matthew R. Wolff
WOLFF FINANCIAL MANAGEMENT LLC
Kalamazoo, MI 49009
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CRD#: 2463965
MW
Professional summary
Matthew Rolland Wolff, CFP®, who also goes by Matthew Rolland Wolfe, Matthew R Wolff, is a registered financial advisor currently at WOLFF FINANCIAL MANAGEMENT LLC located in Kalamazoo, Michigan.
Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Matthew has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Employee and Employer Plan Ben...
Tax Planning
Estate Planning
Investment Planning
Insurance Planning
Retirement Planning
Comprehensive Financial Planni...
Are you a "fiduciary"?
Yes
Aliases
Matthew Rolland Wolfe | Matthew R Wolff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent Insurance Agent-Not investment related-5938 Venture Park Drive, Kalamazoo, MI 49009-Term Life Insurance & Fixed Annuities-Insurance Sales-8/2001-3 hrs/mth-2 during trading hrs-Provides life and annuity solutions for clients
2) Futurevest Financial LLC-Not investment related-5938 Venture Park Drive, Kalamazoo, MI 49009-real estate/one parcel consisting of vacant land-Owner-1/2007-1 hrs/mth-0 during trading hrs-Makes sure taxes and related fees are paid
3) Matthew R Wolff CPA-Not investment related-5938 Venture Park Drive, Kalamazoo, MI 49009-Tax planning and consulting-Owner-9/1995-5 hrs/mth-0 during trading hrs-Consults with individuals and small business' regarding tax questions.
4) Wolff Financial Management LLC RIA-Investment related-5938 Venture Park Drive, Kalamazoo, MI 49009-Owner-4/2016-200 hrs/mth-150 during trading hrs-Assists clients in meeting financial goals
5) PKS Financial. Not Investment Related. 5938 Venture Park Drive, Kalamazoo, MI 49009. Fixed Insurance. Insurance Sales. 05/18/2016. 3 hrs/mo; 2 hrs During Trading. Provide Insurance Solutions for Clients.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Rolland Wolff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
May 25, 2016 - Present
WOLFF FINANCIAL MANAGEMENT LLC
Office #1: 5938 Venture Park Drive, Kalamazoo, MI 49009RIA
CRD#: 283239
Kalamazoo, MI
Past
April 12, 2016 - December 31, 2019
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Kalamazoo, MI
Past
June 1, 2005 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
KALAMAZOO, MI
Past
January 2, 1998 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
KALAMAZOO, MI
Past
March 21, 1994 - December 31, 1997
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WOLFF FINANCIAL MANAGEMENT LLC
WOLFF FINANCIAL MANAGEMENT LLC | WOOSTER FINANCIAL MANAGEMENT LLC
CRD#: 283239 / SEC#: 801-107444
RIA
Registered Investment Advisory firm - (3/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(5/25/2016)
IAR
Texas(9/21/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WF
WOLFF FINANCIAL MANAGEMENT LLC
WOLFF FINANCIAL MANAGEMENT LLC | WOOSTER FINANCIAL MANAGEMENT LLC
CRD#: 283239 / SEC#: 801-107444
RIA
Registered Investment Advisory firm - (3/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5938 Venture Park Drive, Kalamazoo, MI 49009
Mailing Address
Phone number
(269) 372-3100
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,131 |
| AUM (Assets Under Management) | $ 531,663,941 |
Red Flags
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Company Information
WOLFF FINANCIAL MANAGEMENT LLC
CRD#: 283239Kalamazoo, MI 49009TRUST BUT VERIFY
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Contact information
xxxxx@xxxx.xxx
