Norman Davis

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CRD#: 2463795

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Norman Davis was a registered financial professional .

Norman is a previously registered financial professional and started their career in finance in 1994. Norman had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 31, 2017 - December 31, 2020

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC

RIA

CRD#: 286575

NASHVILLE, TN

Past

October 14, 2016 - March 23, 2018

TBH ADVISORS, LLC

RIA

CRD#: 226555

BRENTWOOD, TN

Past

August 1, 2008 - December 2, 2016

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

NASHVILLE, TN

Past

August 1, 2008 - December 2, 2016

UBS FINANCIAL SERVICES INC.

CRD#: 8174

NASHVILLE, TN

Past

August 8, 2003 - August 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NASHVILLE, TN

Past

June 20, 2003 - August 7, 2008

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NASHVILLE, TN

Past

April 29, 1994 - July 11, 2003

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC

CRD#: 286575 / SEC#: 801-113620

RIA

Registered Investment Advisory firm - (7/16/2018 Approved)

Tennessee

Registered Investment Advisory firm - (8/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/16/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/28/1994

General Securities Representative Examination

Current Firm

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC

CRD#: 286575 / SEC#: 801-113620

RIA

Registered Investment Advisory firm - (7/16/2018 Approved)

Tennessee

Registered Investment Advisory firm - (8/20/2018 Terminated)

Texas

Registered Investment Advisory firm - (8/16/2018 Terminated)

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Contact information

Main Address

3102 West End Ave Suite 400, Nashville, TN 37203

Mailing Address

Phone number

(615) 324-7825

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC WRAP FEE BROCHURE (3/28/2025)

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	556
AUM (Assets Under Management)	$ 169,554,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Norman Davis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TBH ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2003

Series 63

Date: 5/11/1994

SIE

Date: 12/2/2016

Series 7

Date: 4/28/1994

Current Firm

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DAVIS, DAVIS AND CONOVER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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