HS
Harold E. Shepard
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CRD#: 2463726
HS
Harold Elliott Shepard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Harold Elliott Shepard was a registered financial professional .
Harold is a previously registered financial professional and started their career in finance in 1994. Harold had worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Dee's Domestics; Residential cleaning & residential/commercial carpet cleaning; 4025 Red Maple Dr, Carrollton, TX 75007; Start Date: 09/2003; Role/Title: Owner; Not investment related] [Professional Piano Player; 4025 Red Maple Drive, Carrollton, TX 75007; Start Date: 03/2004; Role/Title: Independent Contractor; Not investment related; 10 hours per week] [Rental Properties; 4025 Red Maple Dr, Carrollton, TX 75007; Start Date: 01/2012; Role/Title: Owner; Investment related] [Insurance Brokering; Sell non-newyork life insurance products; 4025 Red Maple Dr. Carollton TX 75007; Start Date 06/2001; Role/Title: Owner; Investment Related; 120 hours per month; 4 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SHEPARD FINANCIAL SERVICES LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; CARROLLTON, TX; START DATE: 01/2015] [R and S Complete Remodel, LLC; Handy man and light remodel of residences; 2116 Morgan Dr Flower Mound TX 75028; Start Date 09/2020; Role/Title: Partner; Investment Related; 30 hours per month; 15 hours per month during securities trading hours;bookkeeper] [Dentpon County Premier Network Group; We are a private network group that also gives away its member ship dues to needy non profit in and around DENTON COUNTY; 1221 Flower Mound RD Suite320-101 Flower Mound TX 75028; Start Date 01/2017; Role/Title: Board Member; Not Investment Related; 2 hours per month; 2 hours per month during securities trading hours;help with organizing the meetings] [Big City Productions, LLC; Own and operate bands for hire; 2116 Morgan Dr Flower Mound TX 75028; Start Date 01/2016; Role/Title: Owner; Not Investment Related; 120 hours per month; 0 hours per month during securities trading hours; Own and manage and perform in the bands][Society of Talent and Entertainment Professionals (STEP); provides education helps raise funding for the State of Texas Music Arts Promotion; 2402 Co Rd 3804 Wills Point, TX 75169 ; Start Date 10/2024; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; Help provide music to local events]
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
January 17, 2008 - May 2, 2025
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
FLOWER MOUND, TX
Past
March 29, 1994 - May 2, 2025
NYLIFE SECURITIES LLC
BD
CRD#: 5167
FLOWER MOUND, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Loading...
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
