Jason D. Huntley
Professional summary
Jason Daniel Huntley was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jason is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Jason had worked at 5 firms, which includes HUNTLEY THATCHER ELLSWORTH LTD., WALNUT STREET SECURITIES INC., DUNHAM, THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES, EQUITABLE ADVISORS LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - July 5, 2011
HUNTLEY THATCHER ELLSWORTH, LTD.
June 19, 1996 - July 16, 1997
WALNUT STREET SECURITIES, INC.
October 27, 1994 - June 25, 1996
DUNHAM
March 30, 1994 - August 18, 1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 30, 1994 - August 18, 1994
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current firm
No current employment
Red Flags
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