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KK

Kraig W. Killough

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CRD#: 2463476
KK

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kraig Ward Killough was a registered financial professional .

Kraig is a previously registered financial professional and started their career in finance in 1994. Kraig had worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 19, 2021 - November 11, 2025

ZT WEALTH ADVISORY

RIA
CRD#: 158972
HOUSTON, TX
Past

December 1, 2015 - January 14, 2020

ZT WEALTH ADVISORY

RIA
CRD#: 158972
Houston, TX
Past

January 23, 2014 - November 2, 2015

MHA FINANCIAL CORP

RIA
CRD#: 7462
HOUSTON, TX
Past

December 10, 2013 - January 21, 2014

ZT WEALTH INVESTMENT ADVISORY LLC

RIA
CRD#: 169426
HOUSTON, TX
Past

October 25, 2013 - November 2, 2015

MHA FINANCIAL CORP

BD
CRD#: 7462
HOUSTON, TX
Past

November 16, 2009 - October 28, 2013

EDI INVESTMENT ADVISOR CORPORATION

RIA
CRD#: 124129
HOUSTON, TX
Past

November 13, 2009 - October 28, 2013

EDI FINANCIAL, INC.

BD
CRD#: 15699
HOUSTON, TX
Past

May 13, 2004 - November 13, 2009

WESTPARK WEALTH ADVISORS, INC.

RIA
CRD#: 130914
HOUSTON, TX
Past

February 25, 2004 - December 31, 2004

IMS SECURITIES, INC.

RIA
CRD#: 35567
HOUSTON, TX
Past

February 25, 2004 - November 13, 2009

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

March 25, 2003 - February 25, 2004

WAMU INVESTMENTS, INC.

RIA
CRD#: 599
HOUSTON, TX
Past

March 25, 2003 - February 25, 2004

WAMU INVESTMENTS, INC.

BD
CRD#: 599
IRVINE, CA
Past

October 20, 1997 - July 16, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
HOUSTON, TX
Past

October 15, 1997 - July 16, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

April 14, 1994 - September 29, 1997

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/1/1999
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 6/13/1996
General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm


ZW
ZT WEALTH ADVISORY
AEP WEALTH MANAGEMENT LLC | ZT WEALTH ADVISORY | ZT SB INVESTMENT PARTNERS | ECHELON INVESTMENT MANAGEMENT

CRD#: 158972 / SEC#:

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Contact information


Main Address
1535 West Loop South Suite 450, Houston, TX 77027
Mailing Address
Phone number
(713) 627-2000
Established
Firm type
Fiscal year end
# of Employees
4

Documents


Latest Form ADV

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


ZT WEALTH ADVISORY

CRD#: 158972

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