Scott R. Daniels
Professional summary
Scott Ronald Daniels is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Cornelius, North Carolina.
Scott is registered as a RR (Registered Representative) and started their career in finance in 1994. Scott has worked at 11 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Scott Ronald Daniels's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 22, 2025 - Present
P.J. ROBB VARIABLE, LLC
August 1, 2023 - January 6, 2025
LEVEL FOUR FINANCIAL, LLC
April 12, 2021 - May 22, 2023
EQUITABLE DISTRIBUTORS, LLC
March 25, 2020 - April 2, 2021
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
January 3, 2013 - March 31, 2020
PRUCO SECURITIES, LLC.
May 11, 2011 - January 2, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
June 16, 2009 - April 27, 2011
METLIFE INVESTORS DISTRIBUTION COMPANY
June 27, 2007 - February 6, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 17, 2006 - March 28, 2007
ONEAMERICA SECURITIES, INC.
April 7, 1994 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
April 7, 1994 - July 21, 2000
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/22/2025)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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