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The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

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TB

Theodore K. Barnhart

BARNHART INVESTMENT ADVISORY
Elmhurst, IL
Some features on this profile are disabled
CRD#: 2463422
TB

Professional summary

Theodore Keith Jr Barnhart, who also goes by Ted Barnhart Jr, Theodore Keith Barnhart Jr, Theodore Keith Barnhart, is a registered financial advisor currently at BARNHART INVESTMENT ADVISORY located in Elmhurst, Illinois.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Theodore has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Ted Barnhart Jr | Theodore Keith Barnhart Jr | Theodore Keith Barnhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Keith Jr Barnhart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 25, 2009 - Present

BARNHART INVESTMENT ADVISORY

RIA
CRD#: 149651
Elmhurst, IL
Past

March 25, 2009 - December 31, 2017

BARNHART INVESTMENT ADVISORY

RIA
CRD#: 149651
ELMHURST, IL
Past

December 6, 2006 - October 3, 2008

CHARLES SCHWAB & CO., INC.

RIA
CRD#: 5393
OAK BROOK, IL
Past

December 6, 2006 - October 3, 2008

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
OAK BROOK, IL
Past

October 15, 2004 - November 20, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
CHICAGO, IL
Past

October 15, 2004 - November 20, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
CHICAGO, IL
Past

June 10, 2002 - August 27, 2003

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
ST. PETERSBURG, FL
Past

June 14, 2001 - June 6, 2002

TJM INVESTMENTS, LLC

BD
CRD#: 46300
CHICAGO, IL
Past

August 14, 1998 - February 20, 2001

PETERS SECURITIES CO., LP

BD
CRD#: 15970
CHICAGO, IL
Past

July 17, 1995 - May 13, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

May 9, 1994 - June 27, 1995

AMERIPRISE ADVISOR SERVICES, INC.

BD
CRD#: 5979
DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Illinois
(3/25/2009)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/25/1995
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/12/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 11/3/2004
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 55
Date: 10/12/1998
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 5/6/1994
General Securities Representative Examination

Current Firm

BI
BARNHART INVESTMENT ADVISORY
BARNHART INVESTMENT ADVISORY | THEODORE K. BARNHART, JR. | THEODORE BARNHART, JR. | TED BARNHART, JR. | BARNHART, THEODORE, KEITH JR.

CRD#: 149651 / SEC#:

Illinois
Registered Investment Advisory firm - (3/25/2009 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Elmhurst, IL
Mailing Address
Phone number
(312) 504-0104
Established
Firm type
Fiscal year end
# of Employees
1

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts5
AUM (Assets Under Management)$ 5,345,444

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.
SEC / JURISDICTIONREPORTING STATUSEFFECTIVE DATE
OhioERA - Withdrawn3/31/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BARNHART INVESTMENT ADVISORY

CRD#: 149651Elmhurst, IL

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