Theodore K. Barnhart

BARNHART INVESTMENT ADVISORY

Elmhurst, IL

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CRD#: 2463422

Professional summary

Theodore Keith Jr Barnhart, who also goes by Ted Barnhart Jr, Theodore Keith Barnhart Jr, Theodore Keith Barnhart, is a registered financial advisor currently at BARNHART INVESTMENT ADVISORY located in Elmhurst, Illinois.

Theodore is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Theodore has worked at 8 firms and has passed the Series 65, Series 63, Series 31, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ted Barnhart Jr | Theodore Keith Barnhart Jr | Theodore Keith Barnhart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Keith Jr Barnhart's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2009 - Present

BARNHART INVESTMENT ADVISORY

RIA

CRD#: 149651

Elmhurst, IL

Past

March 25, 2009 - December 31, 2017

BARNHART INVESTMENT ADVISORY

RIA

CRD#: 149651

ELMHURST, IL

Past

December 6, 2006 - October 3, 2008

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

OAK BROOK, IL

Past

December 6, 2006 - October 3, 2008

CHARLES SCHWAB & CO., INC.

CRD#: 5393

OAK BROOK, IL

Past

October 15, 2004 - November 20, 2006

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

CHICAGO, IL

Past

October 15, 2004 - November 20, 2006

MORGAN STANLEY DW INC.

CRD#: 7556

CHICAGO, IL

Past

June 10, 2002 - August 27, 2003

RAYMOND JAMES & ASSOCIATES, INC.

CRD#: 705

ST. PETERSBURG, FL

Past

June 14, 2001 - June 6, 2002

TJM INVESTMENTS, LLC

CRD#: 46300

CHICAGO, IL

Past

August 14, 1998 - February 20, 2001

PETERS SECURITIES CO., LP

CRD#: 15970

CHICAGO, IL

Past

July 17, 1995 - May 13, 1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 9, 1994 - June 27, 1995

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(3/25/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/25/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 11/3/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 55

Date: 10/12/1998

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/6/1994

General Securities Representative Examination

Current Firm

BARNHART INVESTMENT ADVISORY

BARNHART INVESTMENT ADVISORY | THEODORE K. BARNHART, JR. | THEODORE BARNHART, JR. | TED BARNHART, JR. | BARNHART, THEODORE, KEITH JR.

CRD#: 149651 / SEC#:

Illinois

Registered Investment Advisory firm - (3/25/2009 Approved)

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Contact information

Main Address

Elmhurst, IL

Mailing Address

Phone number

(312) 504-0104

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	5
AUM (Assets Under Management)	$ 5,345,444

Exempt reporting advisers

Exempt Reporting Advisers ("ERA") are investment advisers that are not required to register as investment advisers because they rely on certain exemptions from registration under sections 203(l) and 203(m) of the Investment Advisers Act of 1940 and related rules. Certain state securities regulatory authorities have similar exemptions based on state statutes or regulations. An ERA is required to file a report using Form ADV, but does not complete all items contained in Form ADV that a registered adviser must complete. Other state securities regulatory authorities require an ERA to register as an investment adviser and file a complete Form ADV. Below are the regulators with which an ERA report is filed.

SEC / JURISDICTION	REPORTING STATUS	EFFECTIVE DATE
Ohio	ERA - Withdrawn	3/31/2017

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Theodore K. Barnhart

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Theodore Keith Jr Barnhart's CRS (Customer Relationship Summary).

Certified licenses

Experience

BARNHART INVESTMENT ADVISORY

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

RAYMOND JAMES & ASSOCIATES, INC.

TJM INVESTMENTS, LLC

PETERS SECURITIES CO., LP

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

AMERIPRISE ADVISOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/25/1995

Series 63

Date: 5/12/1994

Series 31

Date: 11/3/2004

Series 55

Date: 10/12/1998

Series 7

Date: 5/6/1994

Current Firm

BARNHART INVESTMENT ADVISORY

Contact information

Documents

Regulatory assets under management

Exempt reporting advisers

Red Flags

Company Information

BARNHART INVESTMENT ADVISORY

TRUST BUT VERIFY

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