Anthony S. Bryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony Scott Bryan, CFP®, CLU®, who also goes by Tony Bryan, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1994. Anthony had worked at 8 firms and has passed the Series 66, Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 52, Series 6, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 13, 2016 - July 1, 2020
TRUIST ADVISORY SERVICES, INC.
August 23, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
August 23, 2012 - July 1, 2020
TRUIST INVESTMENT SERVICES, INC.
July 12, 2011 - August 14, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.
July 12, 2011 - August 14, 2012
FIRST CITIZENS INVESTOR SERVICES, INC.
May 12, 2005 - July 8, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 31, 2005 - July 8, 2011
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
March 14, 2000 - August 12, 2004
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 12, 1998 - February 29, 2000
FIRST UNION BROKERAGE SERVICES, INC.
October 27, 1997 - August 4, 1998
AMERIPRISE ADVISOR SERVICES, INC.
March 8, 1994 - April 13, 1994
FORESTERS FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 3/28/2024
General Securities Representative ExaminationSeries 52TO
Date: 3/28/2024
Municipal Securities Representative ExaminationCurrent Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
