Angela D. Pohl
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela Danielle Pohl, who also goes by Angela D Pohl, Angela Wright Pohl, Angie Pohl, Angela Danielle Wright, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 2001. Angela had worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 2, 2022 - February 20, 2024
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
May 12, 2020 - November 28, 2022
NYLIFE DISTRIBUTORS LLC
March 30, 2015 - May 5, 2020
PACIFIC SELECT DISTRIBUTORS, LLC
April 8, 2013 - July 18, 2013
VALIC FINANCIAL ADVISORS, INC.
August 7, 2012 - January 2, 2013
INSPEREX LLC
July 23, 2012 - January 2, 2013
INCAPITAL DISTRIBUTORS LLC
December 6, 2007 - July 2, 2012
GE INVESTMENT DISTRIBUTORS, INC
December 4, 2001 - December 12, 2007
ALLIANZ LIFE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
