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David A. Monawar

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CRD#: 2462956
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Professional summary


David Amin Monawar was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

David is a previously registered financial professional and started their career in finance in 1994. Prior to being barred, David had worked at 7 firms, which includes MAIDSTONE FINANCIAL INC., BARINGTON CAPITAL GROUP L.P., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC., JWGENESIS SECURITIES INC., H.J. MEYERS & CO. INC., COMMONWEALTH ASSOCIATES.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


David A Monawar

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 17, 1997 - October 13, 1997

MAIDSTONE FINANCIAL, INC.

BD
CRD#: 31804
NEW YORK, NY
Past

April 7, 1997 - July 9, 1997

BARINGTON CAPITAL GROUP, L.P.

BD
CRD#: 29383
NEW YORK, NY
Past

December 22, 1995 - February 24, 1997

METROPOLITAN LIFE INSURANCE COMPANY

BD
CRD#: 4095
NEW YORK, NY
Past

December 22, 1995 - February 24, 1997

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SPRINGFIELD, MA
Past

March 9, 1995 - July 6, 1995

JWGENESIS SECURITIES, INC.

BD
CRD#: 33832
BOCA RATON, FL
Past

February 13, 1995 - March 23, 1995

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

July 25, 1994 - January 9, 1995

COMMONWEALTH ASSOCIATES

BD
CRD#: 20833
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 7/20/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam

Current Firm


MF
MAIDSTONE FINANCIAL, INC.
GREYSTONE ASSOCIATES LTD. | MAIDSTONE FINANCIAL, INC.

CRD#: 31804 / SEC#: , 8-45556

BD
Cancelled by SEC on 01/31/2007
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Contact information


Main Address
Mailing Address
Phone number
Established
Delaware since 01/12/1993
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents


Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MAIDSTONE FINANCIAL, INC.

CRD#: 31804

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