SM
Steven A. Miller
KESTRA ADVISORY SERVICES
Reading, PA 19606
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CRD#: 2462879
SM
Professional summary
Steven Anthony Miller is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Reading, Pennsylvania and KESTRA INVESTMENT SERVICES, LLC located in Reading, Pennsylvania.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Steven has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/24/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: To assist clients in achieving their financial goals and objectives consistent with their risk tolerance at the best cost and value.Business Name: Miller Financial Group Investment Related: Yes Address: 2859 Limekiln Rd Birdsboro PA 19508 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Sole Proprietor, Financial Advisor, Broker Start Date: 3/7/1994 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Sales & Service of employee benefits including group health, life, disability, dental and vision insurance. Limited sales & service of property & casualty insurance. Sales & service of individual life, disability, long term care, fixed & index annuities. Sales & service of investments including mutual funds, variable annuities & life insurance, stocks, bonds, UIT's, ETF's, non-traded REIT's.Business Name: Mid Atlantic Retirement Planning Specialists Investment Related: Yes Address: 2859 Limekiln Rd Birdsboro PA 19508 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor and/or Investment Advisor Representative doing joint work. Start Date: 6/30/2017 Hours per month: 11% - 20% (17 - 32 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Sales and service of retirement plans and participants in those plans. Sales and service of mutual funds, ETF's, stocks, bonds to be utilized in retirement plans. Create financial plans for plan participants. Sales and service of life insurance, fixed, variable, and equity index annuities to plan participants. MEI FINANCIAL GROUP POSITION: Treasurer, Secretary, Financial Advisor, Investment Advisor Representative, Broker NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 119 START DATE: 09/27/2021 ADDRESS: 10 Hearthstone Court, Suite 200, Reading PA 19606, United States DESCRIPTION: Sales & service of employee benefits including group health, life, disability, dental & vision insurance. Limited sales & service of property & casualty insurance. Sales & service of individual life, disability, long term care, fixed & index annuities, Medicare Supplement & Advantage insurance plans. Sales & service of investments, including mutual funds, variable annuities & life insurance, stocks, bonds, UIT's, ETF's, non-traded REIT's.
CRS (Client Relationship Summary) - RIA
Click below to view Steven Anthony Miller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2017 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 10 Hearthstone Court Suite 200, Reading, PA 19606RIA
CRD#: 283330
Reading, PA
Current
June 28, 2017 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 10 Hearthstone Court Suite 200, Reading, PA 19606BD
CRD#: 42046
Reading, PA
Past
April 24, 2017 - June 28, 2017
CADARET, GRANT & CO., INC.
RIA
CRD#: 10641
BIRDSBORO, PA
Past
February 9, 2009 - June 28, 2017
CADARET, GRANT & CO., INC.
BD
CRD#: 10641
BIRDSBORO, PA
Past
February 17, 2005 - February 11, 2009
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
BIRDSBORO, PA
Past
January 15, 2003 - February 23, 2005
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEW YORK, NY
Past
April 5, 1995 - January 13, 2003
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
March 17, 1994 - March 20, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/28/2017)
RR
Florida(6/28/2017)
RR
Massachusetts(8/4/2017)
RR
New York(6/28/2017)
RR
Pennsylvania(6/28/2017)
IAR
Pennsylvania(6/28/2017)
RR
Virginia(6/28/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
KESTRA ADVISORY SERVICES, LLC
CRD#: 283330Reading, PA 19606TRUST BUT VERIFY
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