Wayne C. Stewart
Professional summary
Wayne Craig Stewart, who also goes by W C Stewart, is a registered financial professional currently at REALTA EQUITIES, INC. located in Covington, Kentucky.
Wayne is registered as a RR (Registered Representative) and started their career in finance in 1994. Wayne has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Wayne Craig Stewart's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 24, 2012 - Present
REALTA EQUITIES, INC.
Office #1: 525 W 5th Street Suite #334, Covington, KY 41011January 21, 1999 - May 16, 2012
SIMPLY MONEY ADVISORS
August 3, 1995 - April 27, 2012
OSAIC WEALTH, INC.
October 8, 1994 - June 5, 1996
MW MANAGEMENT COMPANY
August 22, 1994 - August 9, 1995
R. H. YORK & COMPANY, INC.
April 8, 1994 - September 21, 1994
CONSECO EQUITY SALES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/24/2012)
(4/24/2012)
(4/24/2012)
(1/16/2025)
Exams
FINRA
Current Firm
REALTA EQUITIES, INC.
CRD#: 23769 / SEC#: , 8-40822
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
REALTA EQUITIES, INC.
CRD#: 23769Covington, KY 41011TRUST BUT VERIFY
Monitor Wayne Stewart
Get automatic monthly alerts on: