Edward S. Short
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Edward Scott Short was a registered financial professional .
Edward is a previously registered financial professional and started their career in finance in 1994. Edward had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 2, 2012 - October 13, 2022
LAIDLAW & COMPANY (UK) LTD.
December 21, 2001 - October 12, 2012
EKN FINANCIAL SERVICES INC.
November 20, 2001 - December 21, 2001
EHRENKRANTZ KING NUSSBAUM
October 13, 1999 - October 22, 2001
WEATHERLY SECURITIES CORPORATION
September 8, 1997 - October 19, 1999
TASIN & COMPANY, INC.
February 1, 1996 - July 1, 1997
H G I
August 24, 1995 - February 29, 1996
AMERICORP SECURITIES, INC.
March 7, 1994 - August 24, 1995
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LAIDLAW & COMPANY (UK) LTD.
CRD#: 119037 / SEC#: , 8-53731
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 10 |
| Arbitration | 4 |
Red Flags
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