Nancy E Wertheimer
Professional Summary
Nancy E Wertheimer is a registered financial advisor currently at WORLD FINANCIAL ASSETS ADVISORY located in Baltimore, Maryland. Nancy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Nancy has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
32 years in the financial services industry
Current & Past Employments
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Current Firm
WORLD FINANCIAL ASSETS ADVISORY
Contact Information
Main Address
Baltimore, MDMailing Address
Post Office Box 65130, Baltimore, MD 21209Phone Number
(410) 685-0700# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$4,300,000Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Mar 1994About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Nancy E Wertheimer's CRS (Customer Relationship Summary).
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