Rusty L. Miller

AEGIS WEALTH MANAGEMENT

Troy, OH 45373

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CRD#: 2462705

Professional summary

Rusty Lee Miller is a registered financial advisor currently at AEGIS WEALTH MANAGEMENT, INC. located in Troy, Ohio.

Rusty is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Rusty has worked at 16 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Liberty Financial Network,owner, insurance sales, Troy, OH, Since 05/2002, 10 hours a week during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rusty Lee Miller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

AEGIS WEALTH MANAGEMENT, INC.

Office #1: 1201 Barnhart Rd., Troy, OH 45373

RIA

CRD#: 301990

Troy, OH

Past

June 15, 2020 - August 7, 2023

TREK FINANCIAL

RIA

CRD#: 109376

TROY, OH

Past

March 31, 2014 - May 19, 2020

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

TROY, OH

Past

May 15, 2006 - May 5, 2014

GOSSETT & CROZIER FINANCIAL ADVISERS, INC.

RIA

CRD#: 119749

CENTERVILLE, OH

Past

June 10, 2004 - September 11, 2012

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

TROY, OH

Past

September 22, 2003 - June 10, 2004

BRECEK & YOUNG ADVISORS, INC.

CRD#: 40395

FOLSOM, CA

Past

January 2, 2002 - May 11, 2004

INVESTMENT CONSULTING & RESEARCH INC.

RIA

CRD#: 115096

CENTERVILLE, OH

Past

December 4, 2000 - September 22, 2003

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

January 11, 2000 - November 27, 2000

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

July 7, 1998 - September 1, 1999

A. CH. SECURITIES, INC.

CRD#: 44630

DAYTON, OH

Past

March 18, 1998 - July 24, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

Past

October 30, 1997 - March 16, 1998

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

WALTHAM, MA

Past

October 3, 1997 - October 27, 1997

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

September 26, 1997 - October 3, 1997

SAPERSTON FINANCIAL INC.

CRD#: 27863

BUFFALO, NY

Past

July 29, 1997 - October 1, 1997

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

April 4, 1997 - July 29, 1997

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

CRD#: 2864

BRYAN, OH

Past

March 17, 1994 - December 31, 1996

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 3/16/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

CRD#: 301990 / SEC#: 801-117179

RIA

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

317 State Street, Guthrie Center, IA 50115

Mailing Address

Phone number

(833) 483-8383

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AEGIS WEALTH MANAGEMENT INC. FORM ADV PART 2A BROCHURE (3/10/2025)

Regulatory assets under management

Total Number of Accounts	1,538
AUM (Assets Under Management)	$ 175,971,164

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rusty L. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rusty Lee Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

TREK FINANCIAL

HORTER INVESTMENT MANAGEMENT, LLC

GOSSETT & CROZIER FINANCIAL ADVISERS, INC.

THE O.N. EQUITY SALES COMPANY

BRECEK & YOUNG ADVISORS, INC.

INVESTMENT CONSULTING & RESEARCH INC.

SECURITIES AMERICA, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

A. CH. SECURITIES, INC.

SECURITIES SERVICE NETWORK, LLC

COMMONWEALTH FINANCIAL NETWORK

LASALLE ST SECURITIES, L.L.C.

SAPERSTON FINANCIAL INC.

EISNER SECURITIES, INC.

CONTINENTAL CAPITAL INVESTMENT SERVICES, INC.

AEGON USA SECURITIES INC.

Primary Firm SEC Registration

AEGIS WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 6

Date: 3/16/1994

Current Firm

AEGIS WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AEGIS WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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