William Speary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Speary III, who also goes by Bill Speary III, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 7 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2006 - December 31, 2011
FORTUNE FINANCIAL SERVICES, INC.
August 10, 2001 - December 31, 2005
INVESTORS CAPITAL CORP.
July 20, 2001 - October 2, 2001
EMPIRE FINANCIAL GROUP, INC.
February 7, 2001 - July 20, 2001
CENTENNIAL CAPITAL MANAGEMENT, INC.
May 28, 1999 - February 2, 2001
USALLIANZ SECURITIES, INC.
October 27, 1997 - May 28, 1999
INVESTORS CAPITAL CORP.
October 10, 1995 - November 3, 1997
PRUCO SECURITIES, LLC.
June 9, 1994 - October 8, 1994
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
