Christopher L. Ward
Professional summary
Christopher Labruce Ward is a registered financial advisor currently at WARD CAPITAL MANAGEMENT LLC located in Escondido, California.
Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Christopher has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Christopher Labruce Ward's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 18, 2014 - Present
WARD CAPITAL MANAGEMENT LLC
April 12, 2011 - March 20, 2014
CHRONOS CORPORATION
September 25, 2006 - February 17, 2011
FFEC WEALTH PARTNERS LLC
September 25, 2006 - February 17, 2011
FFEC WEALTH PARTNERS LLC
August 8, 2005 - October 5, 2006
CROWELL, WEEDON & CO.
October 20, 2004 - August 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 20, 2004 - August 8, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 12, 2004 - October 20, 2004
QUICK & REILLY, INC.
August 13, 2003 - October 20, 2004
QUICK & REILLY, INC.
July 8, 1997 - August 25, 2003
A. G. EDWARDS & SONS, INC.
March 28, 1994 - August 25, 2003
A. G. EDWARDS & SONS, INC.
March 18, 1994 - April 11, 1994
INTERFIRST CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/18/2014)
Exams
Current Firm
WARD CAPITAL MANAGEMENT LLC
CRD#: 170400 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 19,586,716 |
Red Flags
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