MC

Michael J. Curran

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CRD#: 2462594
MC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Curran was a registered financial advisor .

Michael is a previously registered financial advisor and started their career in finance in 1994. Michael had worked at 5 firms and has passed the Series 66 and Series 6 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

November 6, 2002 - November 7, 2003

FROEHLICH FINANCIAL GROUP, LTD.

RIA
CRD#: 117840
SPRING LAKE HEIGHTS, NJ
Past

November 19, 2001 - March 5, 2003

FIRST MONTAUK SECURITIES CORP.

BD
CRD#: 13755
RED BANK, NJ
Past

February 9, 1999 - October 25, 2001

VERAVEST INVESTMENTS, INC.

BD
CRD#: 3960
WORCESTER, MA
Past

March 14, 1994 - November 5, 1998

THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES

BD
CRD#: 4039
NEW YORK, NY
Past

March 14, 1994 - November 5, 1998

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 10/15/1999
Uniform Combined State Law Examination
General Industry/Product Exam

Current Firm


FF
FROEHLICH FINANCIAL GROUP, LTD.
FROEHLICH FINANCIAL GROUP, LTD.

CRD#: 117840 / SEC#:

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Contact information


Main Address
900 Highway 71, Spring Lake Heights, NJ 07762
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Red Flags


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Company Information


FROEHLICH FINANCIAL GROUP, LTD.

CRD#: 117840

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