Jon D. Goldstein
Professional summary
Jon David Goldstein, CFP®, ChFC®, CLU®, who also goes by Jon Goldstein, is a registered financial advisor currently at GOLDSTEIN ADVISORS, LLC located in Madison, Wisconsin and KESTRA INVESTMENT SERVICES, LLC located in Madison, Wisconsin.
Jon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Jon has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 51, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jon David Goldstein's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2004
Experience
October 6, 2022 - Present
GOLDSTEIN ADVISORS, LLC
Office #1: 1241 John Q Hammons Dr Suite 302, Madison, WI 53717December 1, 2022 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 1241 John Q Hammons Dr Suite 302, Madison, WI 53717October 10, 2019 - December 1, 2022
ARBOR POINT ADVISORS
October 10, 2019 - December 1, 2022
SECURITIES AMERICA, INC.
February 4, 1998 - October 16, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
February 3, 1998 - July 3, 2006
IDS LIFE INSURANCE COMPANY
February 3, 1998 - October 16, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
Primary Firm SEC Registration
GOLDSTEIN ADVISORS, LLC
CRD#: 323125 / SEC#: 801-126612
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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(10/6/2022)
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Exams
FINRA
Current Firm
GOLDSTEIN ADVISORS, LLC
CRD#: 323125 / SEC#: 801-126612
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,070 |
| AUM (Assets Under Management) | $ 1,079,309,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GOLDSTEIN ADVISORS, LLC
Financial PlannerCRD#: 323125Madison, WI 53717TRUST BUT VERIFY
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