Kevin P. Monroe

CHAMPLAIN ADVISORS

CHRISTIANSTED TOWN, VI 00820

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CRD#: 2462315

Professional summary

Kevin Patrick Monroe, who also goes by Kevin P Monroe, is a registered financial professional currently at CHAMPLAIN ADVISORS, LLC located in Christiansted Town, .

Kevin is registered as a RR (Registered Representative) and started their career in finance in 1997. Kevin has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 86, Series 87 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kevin P Monroe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Monroe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 17, 2017 - Present

CHAMPLAIN ADVISORS, LLC

Office #1: No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820

CRD#: 129560

CHRISTIANSTED TOWN, VI

Past

May 14, 2012 - April 10, 2017

PALADIN MARKET ADVISORS, LLC

CRD#: 13281

New York, NY

Past

April 9, 1999 - July 16, 2007

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

NEW YORK, NY

Past

December 3, 1998 - March 26, 1999

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

June 25, 1998 - June 29, 1998

SBC WARBURG DILLON READ INC.

CRD#: 1650

STAMFORD, CT

Past

May 28, 1997 - September 14, 1998

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(5/16/2023)

Kansas
(5/16/2023)

Maine
(5/16/2023)

Maryland
(12/12/2023)

Massachusetts
(5/16/2023)

Missouri
(6/8/2017)

New Hampshire
(5/16/2023)

New Jersey
(7/12/2017)

New York
(3/17/2017)

Oklahoma
(5/16/2023)

Pennsylvania
(12/9/2021)

Rhode Island
(12/12/2023)

Texas
(5/16/2023)

Vermont
(5/16/2023)

Virgin Islands
(4/21/2022)

Exams

State Security Law Exam

Series 63

Date: 6/22/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/11/2012

General Securities Representative Examination

General Industry/Product Exam

Series 86

Date: 2/11/2005

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 10/15/2004

Research Analyst Exam - Part II Regulations Module

Principal/Supervisory Exam

Series 24

Date: 8/21/2012

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CHAMPLAIN ADVISORS, LLC

CRD#: 129560 / SEC#: , 8-66233

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

No. 7 King Street Unit 3-5 3rd Floor, Christiansted Town, VI, 00820

Mailing Address

P.o. Box 24290, Christiansted, VI 00824-0290

Phone number

(212) 686-7949

Established

Delaware since 05/01/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
CRIKELAIR, TERENCE MICHAEL	MEMBER, CHIEF COMPLIANCE OFFICER	2804253
CRIKELAIR, ANDREA EVERS	MEMBER	3129406

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin P. Monroe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Patrick Monroe's CRS (Customer Relationship Summary).

Certified licenses

Experience

PALADIN MARKET ADVISORS, LLC

THOMAS WEISEL PARTNERS LLC

BANC OF AMERICA SECURITIES LLC

SBC WARBURG DILLON READ INC.

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/22/2012

SIE

Date: 10/1/2018

Series 7

Date: 5/11/2012

Series 86

Date: 2/11/2005

Series 87

Date: 10/15/2004

Series 24

Date: 8/21/2012

FINRA

Current Firm

CHAMPLAIN ADVISORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CHAMPLAIN ADVISORS, LLC

TRUST BUT VERIFY

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