Jay V. Bodney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Victor Bodney, who also goes by VIc Bodney, was a registered financial professional .
Jay is a previously registered financial professional and started their career in finance in 1970. Jay had worked at 5 firms and has passed the Series 63, Series 5, PC and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 1995 - May 15, 2024
FIRST FINANCIAL ADVISORS, INC.
November 18, 1994 - December 31, 1996
VSR FINANCIAL SERVICES, INC.
January 7, 1988 - January 12, 1993
MORGAN STANLEY DW INC.
January 31, 1980 - February 9, 1988
UBS FINANCIAL SERVICES INC.
March 11, 1970 - January 31, 1980
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 5
Date: 10/5/1981
Interest Rate Options ExaminationPC
Date: 9/7/1977
AMEX Put and Call ExamSeries 1
Date: 12/8/1969
Registered Representative ExaminationCurrent Firm
FIRST FINANCIAL ADVISORS, INC.
CRD#: 114068 / SEC#: 801-63971
Contact information
Regulatory assets under management
| Total Number of Accounts | 163 |
| AUM (Assets Under Management) | $ 59,925,912 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
