Christopher M. Zimmer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Mark Zimmer was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1995. Christopher had worked at 10 firms and has passed the Series 65, Series 63, Series 55, Series 31, Series 7, Series 4, Series 53 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2012 - January 14, 2013
WTS PROPRIETARY TRADING GROUP LLC
October 23, 2009 - June 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - June 30, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 8, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 8, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
May 29, 2007 - December 18, 2007
CITIGROUP GLOBAL MARKETS INC.
May 29, 2007 - December 18, 2007
CITIGROUP GLOBAL MARKETS INC.
August 22, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
August 22, 2006 - May 29, 2007
CITICORP INVESTMENT SERVICES
January 15, 2004 - July 3, 2006
IDS LIFE INSURANCE COMPANY
January 15, 2004 - August 14, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
October 28, 2002 - January 15, 2004
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
March 5, 2001 - October 29, 2002
IDS LIFE INSURANCE COMPANY
March 5, 2001 - October 29, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
April 18, 2000 - October 17, 2000
HUDSON SECURITIES,INC.
January 27, 1999 - April 13, 2000
IDS LIFE INSURANCE COMPANY
January 27, 1999 - April 13, 2000
AMERIPRISE FINANCIAL SERVICES, LLC
September 20, 1997 - November 30, 1998
MORGAN STANLEY DW INC.
February 6, 1995 - August 29, 1997
IDS LIFE INSURANCE COMPANY
February 6, 1995 - August 29, 1997
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/23/1999
Limited Representative-Equity Trader ExamCurrent Firm
WTS PROPRIETARY TRADING GROUP LLC
CRD#: 148117 / SEC#: , 8-67986
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
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