Doyle L. Randall
Professional summary
Doyle Lardell Randall SR was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Doyle is a previously registered financial professional and started their career in finance in 1995. Prior to being barred, Doyle had worked at 4 firms, which includes MORGAN TAYLOR & ASSOCIATES INC., FOSTER JEFFRIES SECURITIES LLC, LEGEND MERCHANT GROUP INC., KENSINGTON WELLS INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 1998 - February 24, 1998
MORGAN, TAYLOR & ASSOCIATES, INC.
October 2, 1996 - May 1, 1997
FOSTER JEFFRIES SECURITIES, LLC
October 1, 1996 - October 22, 1996
LEGEND MERCHANT GROUP, INC.
February 20, 1995 - November 10, 1995
KENSINGTON WELLS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN, TAYLOR & ASSOCIATES, INC.
CRD#: 37447 / SEC#: , 8-47751
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
