Behrooz B. Saddigh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Behrooz Bruce Saddigh MR., who also goes by Behrooz Bruce Saddigh, Bruce Saddigh, was a registered financial professional .
Behrooz is a previously registered financial professional and started their career in finance in 2000. Behrooz had worked at 15 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2016 - April 30, 2025
J.K. FINANCIAL SERVICES, INC.
June 25, 2015 - January 26, 2016
ON INVESTMENT MANAGEMENT CO
June 24, 2015 - January 26, 2016
THE O.N. EQUITY SALES COMPANY
March 18, 2015 - June 25, 2015
AMERICAN ASSET ADVISORY, LLC
January 13, 2014 - June 25, 2015
ACCELERATED CAPITAL GROUP
November 4, 2009 - January 10, 2014
SCF INVESTMENT ADVISORS, INC.
November 4, 2009 - January 10, 2014
SCF SECURITIES, INC.
February 9, 2007 - November 10, 2009
QUESTAR ASSET MANAGEMENT, INC.
December 1, 2006 - November 10, 2009
QUESTAR CAPITAL CORPORATION
March 14, 2006 - June 16, 2006
USALLIANZ SECURITIES, INC.
March 13, 2006 - December 1, 2006
USALLIANZ SECURITIES, INC.
October 31, 2005 - March 21, 2006
OSAIC SERVICES, INC.
June 30, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
December 17, 2003 - July 7, 2004
MONY SECURITIES CORPORATION
February 12, 2001 - December 31, 2001
SUNAMERICA SECURITIES, INC.
November 10, 2000 - January 19, 2001
IDS LIFE INSURANCE COMPANY
November 10, 2000 - January 19, 2001
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
J.K. FINANCIAL SERVICES, INC.
CRD#: 103728 / SEC#: , 8-52214
Contact information
FINRA licenses (7 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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