Shannon C. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shannon Charles Reilly was a registered financial professional .
Shannon is a previously registered financial professional and started their career in finance in 1998. Shannon had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2014 - October 5, 2015
EDELMAN FINANCIAL SERVICES, LLC
May 1, 2014 - October 5, 2015
SANDERS MORRIS LLC
April 24, 2006 - April 23, 2014
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
April 20, 2006 - April 23, 2014
TD AMERITRADE, INC.
October 4, 2005 - April 23, 2014
TD AMERITRADE, INC.
July 1, 2003 - August 2, 2004
WELLS FARGO CLEARING SERVICES, LLC
March 18, 1999 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
April 20, 1998 - January 21, 1999
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL SERVICES, LLC
CRD#: 113299 / SEC#: 801-64567
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
