Terrence Rolls
Professional summary
Terrence Rolls, who also goes by Terrence Wayne Rolls, is a registered financial advisor currently at COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.
Terrence is registered as a RR (Registered Representative) and started their career in finance in 1996. Terrence has worked at 8 firms and has passed the Series 63, Series 66, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Terrence Rolls's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2022 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 2929 Allen Parkway, Houston, TX 77019December 4, 2019 - December 8, 2021
INVESCO DISTRIBUTORS, INC.
June 17, 2015 - November 18, 2019
COREBRIDGE CAPITAL SERVICES, INC.
April 17, 2013 - July 23, 2015
VALIC FINANCIAL ADVISORS, INC.
August 1, 2008 - January 7, 2010
NEXT FINANCIAL GROUP, INC.
October 19, 2006 - June 26, 2008
AMREIT SECURITIES COMPANY
April 27, 2006 - August 2, 2006
AIM PRIVATE ASSET MANAGEMENT
August 6, 1998 - August 2, 2006
INVESCO DISTRIBUTORS, INC.
November 10, 1997 - May 5, 1998
INVESCO CAPITAL MARKETS, INC.
February 12, 1996 - June 3, 1997
GMS GROUP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/15/2022)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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