Jennifer L. Copelin
Professional summary
Jennifer Lynn Copelin was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jennifer is a previously registered financial advisor and started their career in finance in 1994. Prior to being barred, Jennifer had worked at 3 firms, which includes CONCOURSE FINANCIAL GROUP SECURITIES INC., BLOCK TRADING INC., TEXAS CAPITAL SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 1998 - August 30, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
December 9, 1998 - August 30, 2004
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
August 31, 1995 - October 7, 1998
BLOCK TRADING INC.
March 29, 1994 - July 28, 1995
TEXAS CAPITAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
