Robert C. Strietman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Christopher Strietman was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1994. Robert had worked at 7 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2006 - March 4, 2013
TD AMERITRADE, INC.
June 27, 2006 - March 4, 2013
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 12, 2006 - March 4, 2013
TD AMERITRADE, INC.
July 21, 2005 - June 6, 2006
VALIC FINANCIAL ADVISORS, INC.
July 15, 2005 - June 6, 2006
VALIC FINANCIAL ADVISORS, INC.
September 26, 2000 - November 21, 2003
TRUIST INVESTMENT SERVICES, INC.
May 26, 2000 - November 21, 2003
TRUIST INVESTMENT SERVICES, INC.
January 21, 1999 - May 26, 2000
CRESTAR SECURITIES CORPORATION
January 1, 1998 - December 11, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 25, 1994 - January 1, 1998
NATIONSSECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TD AMERITRADE, INC.
CRD#: 7870 / SEC#: 801-60469, 8-23395
Contact information
Disclosures
| Regulatory Event | 79 |
| Civil Event | 1 |
| Arbitration | 145 |
Red Flags
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