RW
Ronald D. Ward
UNITED CAPITAL MANAGEMENT OF KANSAS
Salina, KS 67401
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CRD#: 2461161
RW
Professional summary
Ronald David Ward, who also goes by David Ward, R. David Ward, is a registered financial advisor currently at UNITED CAPITAL MANAGEMENT OF KANSAS, INC. located in Salina, Kansas.
Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Ronald has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Ward | R. David Ward
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Ward Holdings, LLC , Olathe KS, Owner, LLC established to hold the title to commercial real estate investments. 05/2017 to Present, less than 5% of his time is spent on this activity. K&L Group, LLC, Olathe KS, Managing Member, Insurance Producer Group 11/2015 to Present, less than 5% of his time is spent on this activity. K&L Group Service Center, LLC , Olathe KS, Managing Member, Insurance Processing Center, 01/2017 to Present less than 5% of his time is spent on this activity. Value Agency Services, LLC , Olathe KS, Managing Member, payroll and Human Resources service provider, 12/2016 to 05/2021, less than 5% of his time is spent on this activity. Agency West Insurance, Olathe, KS, Managing Member, Insurance Agency, 10/2008 to Present, less than 25% of his time is spent on this activity. Purchased majority ownership of Paradigm Engineers and Constructors, an Architect and Engineering Firm based in Louisville KY, I own 60% of the company, the transaction became effective 05/10/2024. I am the President/Managing Member, the company is not investment related. My duties include Management of resources, budgeting, Marketing and approval of expenditures. I typically will spend 5-10 hours a week executing my duties during normal business hours. I am compensated $50,000 a year in base salary.
CRS (Client Relationship Summary) - RIA
Click below to view Ronald David Ward's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2021 - Present
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
Office #1: 227 North Santa Fe, Salina, KS 67401RIA
CRD#: 157755
Salina, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(4/16/2021)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
UC
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
UNITED CAPITAL MANAGEMENT OF KANSAS, INC.
CRD#: 157755 / SEC#: 801-80159
RIA
Registered Investment Advisory firm - (8/11/2014 Approved)Kansas
Registered Investment Advisory firm - (8/15/2014 Terminated)Texas
Registered Investment Advisory firm - (8/15/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
227 North Santa Fe, Salina, KS 67401
Mailing Address
Phone number
(785) 823-7900
Established
Firm type
Fiscal year end
# of Employees
35
SEC notice filing (12 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,837 |
| AUM (Assets Under Management) | $ 669,663,839 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
