Mark A. Cedre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Anthony Cedre, who also goes by Marcos Antonio Cedre, Marcos Cedre Sr, Mark Anthony Cedre Sr, Marco Antonio Zuniga, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1996. Mark had worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2015 - December 23, 2015
MADISON AVENUE SECURITIES, LLC
September 3, 2015 - December 23, 2015
MADISON AVENUE SECURITIES, LLC
July 24, 2014 - February 2, 2015
FORTA FINANCIAL GROUP, INC.
July 18, 2014 - February 2, 2015
FORTA FINANCIAL GROUP, INC.
November 27, 2012 - December 19, 2013
SECURIAN FINANCIAL SERVICES, INC.
November 21, 2012 - December 19, 2013
SECURIAN FINANCIAL SERVICES, INC.
July 6, 2011 - July 24, 2012
CENTARA CAPITAL MANAGEMENT GROUP, INC.
June 30, 2011 - July 24, 2012
CAPLINK SECURITIES, INC
March 10, 2010 - July 25, 2011
WFP SECURITIES
December 14, 2009 - July 25, 2011
WFP SECURITIES
January 12, 2000 - May 7, 2002
CHARLES SCHWAB & CO., INC.
December 9, 1997 - November 23, 1999
WESTERN INTERNATIONAL SECURITIES, INC.
January 1, 1997 - December 18, 1997
KIRLIN SECURITIES INC.
July 26, 1996 - November 21, 1996
FIRST CAMBRIDGE SECURITIES CORPORATION
Primary Firm SEC Registration
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MADISON AVENUE SECURITIES, LLC
CRD#: 23224 / SEC#: 801-69919, 8-40426
Contact information
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
