James W. Wright

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CRD#: 2460998

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Weldon Wright JR, who also goes by J/ Weldon Wright, James Weldon Jr Wright, Weldon Wright, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1994. James had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 10, Series 9 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J/ Weldon Wright | James Weldon Jr Wright | Weldon Wright

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 27, 2010 - April 2, 2018

D.H. HILL ADVISORS, INC.

RIA

CRD#: 116324

WOODWAY, TX

Past

January 27, 2010 - April 2, 2018

D.H. HILL SECURITIES, LLLP

CRD#: 41528

KINGWOOD, TX

Past

January 3, 2008 - July 6, 2009

INSPHERE SECURITIES, INC.

RIA

CRD#: 136433

WACO, TX

Past

January 3, 2008 - July 6, 2009

INSPHERE SECURITIES, INC.

CRD#: 136433

WACO, TX

Past

July 26, 2005 - December 31, 2007

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

HOUSTON, TX

Past

January 13, 2005 - December 31, 2007

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

HOUSTON, TX

Past

January 9, 2004 - January 3, 2005

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

March 21, 2002 - January 3, 2005

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

July 3, 2001 - March 6, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

July 3, 2001 - March 6, 2002

OSAIC FA, INC.

CRD#: 3978

FORT WAYNE, IN

Past

March 29, 2000 - June 29, 2001

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 29, 2000 - June 29, 2001

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

March 5, 1997 - March 21, 2000

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

CEDAR RAPIDS, IA

Past

April 5, 1994 - January 4, 1997

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Past

February 23, 1994 - December 31, 1996

ROBERT W. BAIRD & CO. INCORPORATED

CRD#: 8158

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/7/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/26/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/4/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/21/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 8/7/2000

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 7/20/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

D.H. HILL ADVISORS, INC.

D.H. HILL ADVISORS, INC. | FIRST FINANCIAL UNITED MANAGEMENT, INC. | DBA D.H. HILL WEALTH MANAGEMENT

CRD#: 116324 / SEC#: 801-115203

RIA

Registered Investment Advisory firm - (5/2/2019 Approved)

Arizona

Registered Investment Advisory firm - (5/20/2019 Terminated)

California

Registered Investment Advisory firm - (6/19/2019 Terminated)

Colorado

Registered Investment Advisory firm - (5/29/2019 Terminated)

Delaware

Registered Investment Advisory firm - (5/21/2019 Terminated)

Florida

Registered Investment Advisory firm - (5/20/2019 Terminated)

Georgia

Registered Investment Advisory firm - (5/31/2019 Terminated)

Illinois

Registered Investment Advisory firm - (5/2/2019 Terminated)

Iowa

Registered Investment Advisory firm - (5/21/2019 Terminated)

Kansas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Kentucky

Registered Investment Advisory firm - (11/14/2011 Terminated)

Louisiana

Registered Investment Advisory firm - (5/20/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/20/2019 Terminated)

Michigan

Registered Investment Advisory firm - (5/20/2019 Terminated)

Missouri

Registered Investment Advisory firm - (5/20/2019 Terminated)

Nebraska

Registered Investment Advisory firm - (5/28/2019 Terminated)

New Mexico

Registered Investment Advisory firm - (5/20/2019 Terminated)

New York

Registered Investment Advisory firm - (5/20/2019 Terminated)

North Carolina

Registered Investment Advisory firm - (6/6/2019 Terminated)

Ohio

Registered Investment Advisory firm - (5/21/2019 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/20/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/20/2019 Terminated)

South Carolina

Registered Investment Advisory firm - (5/20/2019 Terminated)

Tennessee

Registered Investment Advisory firm - (5/22/2019 Terminated)

Texas

Registered Investment Advisory firm - (5/20/2019 Terminated)

Virginia

Registered Investment Advisory firm - (5/22/2019 Terminated)

Washington

Registered Investment Advisory firm - (5/27/2019 Terminated)

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Contact information

Main Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Mailing Address

1543 Green Oak Place Suite 100, Kingwood, TX 77339

Phone number

(832) 644-1852

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A: APPENDIX 1- D.H. HILL ADVISORS INC, WRAP BROCHURE (3/27/2025)

FORM ADV 2A: D.H. HILL ADVISORS, INC. DISCLOSURE BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	953
AUM (Assets Under Management)	$ 196,852,282

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James W. Wright

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

D.H. HILL SECURITIES, LLLP

INSPHERE SECURITIES, INC.

INSPHERE SECURITIES, INC.

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

ROBERT W. BAIRD & CO. INCORPORATED

Primary Firm SEC Registration

D.H. HILL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/7/2003

Series 63

Date: 4/4/1994

SIE

Date: 4/2/2018

Series 7

Date: 6/26/2000

Series 6

Date: 4/4/1994

Series 10

Date: 8/21/2000

Series 9

Date: 8/7/2000

Series 26

Date: 7/20/2000

Current Firm

D.H. HILL ADVISORS, INC.

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

D.H. HILL ADVISORS, INC.

TRUST BUT VERIFY

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