Jennifer L. O'brien

DIASTOLE WEALTH MANAGEMENT

Guilford, CT 06437

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CRD#: 2460908

Professional summary

Jennifer Lee O'brien, ChFC®, CLU®, who also goes by Jennifer Elizabeth Lee, Jennifer Lee Obrien, is a registered financial advisor currently at DIASTOLE WEALTH MANAGEMENT located in Guilford, Connecticut.

Jennifer is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Jennifer has worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jennifer Elizabeth Lee | Jennifer Lee Obrien

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lee O'brien's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 9, 2012 - Present

DIASTOLE WEALTH MANAGEMENT

Office #1: 58 Boston Street, Guilford, CT 06437

RIA

CRD#: 111604

Guilford, CT

Past

February 16, 2012 - December 31, 2013

ETC BROKERAGE SERVICES, LLC

CRD#: 145276

DALLAS, TX

Past

September 1, 2006 - February 3, 2012

CITIZENS SECURITIES, INC.

RIA

CRD#: 39550

GUILFORD, CT

Past

September 1, 2006 - February 3, 2012

CITIZENS SECURITIES, INC.

CRD#: 39550

GUILFORD, CT

Past

April 1, 2005 - August 30, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MADISON, CT

Past

April 1, 2005 - August 30, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MADISON, CT

Past

October 20, 2004 - April 6, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

EAST HAVEN, CT

Past

October 20, 2004 - April 6, 2005

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

December 4, 2002 - October 20, 2004

QUICK & REILLY, INC.

RIA

CRD#: 11217

EAST HAVEN, CT

Past

September 29, 2000 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

September 1, 2000 - September 29, 2000

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

January 25, 2000 - September 29, 2000

FIS SECURITIES, INC.

CRD#: 30533

BOSTON, MA

Past

March 8, 1999 - September 25, 2000

BANKBOSTON INVESTOR SERVICES, INC.

CRD#: 36369

BOSTON, MA

Past

July 29, 1997 - January 12, 1999

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/24/2023)

IAR

Connecticut
(1/9/2012)

IAR

Maine
(5/7/2018)

IAR

New Jersey
(6/15/2021)

IAR

New York
(4/1/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/13/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/28/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/31/2000

Investment Company Products/Variable Contracts Principal Examination

Current Firm

DIASTOLE WEALTH MANAGEMENT

DIASTOLE WEALTH MANAGEMENT | RESERVE, INC. | RESERVE INC. | DIASTOLE WEALTH MANAGEMENT, INC.

CRD#: 111604 / SEC#: 801-57610

RIA

Registered Investment Advisory firm - (5/24/2000 Approved)

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Contact information

Main Address

58 Boston Street, Guilford, CT 06437

Mailing Address

Phone number

(203) 458-5220

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DWM FORM ADV PART 2A/B OTA AMENDMENT 08062025 (8/22/2025)

Regulatory assets under management

Total Number of Accounts	1,437
AUM (Assets Under Management)	$ 378,024,334

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Jennifer L. O'brien

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jennifer Lee O'brien's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETC BROKERAGE SERVICES, LLC

CITIZENS SECURITIES, INC.

CITIZENS SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

QUICK & REILLY, INC.

FIS SECURITIES, INC.

BANKBOSTON INVESTOR SERVICES, INC.

LOCKWOOD FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

DIASTOLE WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/1998

Series 63

Date: 8/13/1997

Series 7

Date: 7/28/1997

Series 26

Date: 7/31/2000

Current Firm

DIASTOLE WEALTH MANAGEMENT

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIASTOLE WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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