Thomas S. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Spalding Hall, who also goes by Spalding Hall, T. Spalding Hall, Thomas Hall, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2011. Thomas had worked at 2 firms and has passed the Series 65 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2013 - December 31, 2020
TSH ADVISORS, LLC
August 31, 2011 - November 1, 2012
STRATEGIC BALANCE, LLC
State Registrations and Notice Filings
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Exams
Current Firm
TSH ADVISORS, LLC
CRD#: 166300 / SEC#:
Contact information
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
