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Thomas Spalding Hall

CRD# 2460896·Registered 2011 - 2020
Previously Registered: Being a previously registered professional could mean that Thomas is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Thomas Spalding Hall, who also goes by Spalding Hall, T. Spalding Hall, Thomas Hall, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 2011 - 2020. Thomas had worked at 2 firms and has passed the Series 65 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Spalding Hall, T. Spalding Hall, Thomas Hall

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

TSH ADVISORS, LLC·CRD# 166300
RIA
Henrico, VA
January 22, 2013 - December 31, 2020
STRATEGIC BALANCE, LLC·CRD# 126749
RIA
Richmond, VA
August 31, 2011 - November 1, 2012

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Current Firm

TA
TSH ADVISORS, LLC

TSH ADVISORS, LLC

CRD#: 166300

Contact Information

Main Address

3781 Westerre Pkwy. Suite F, Henrico, VA 23233

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2011About the Series 65 exam

Series 3 — National Commodity Futures Examination

Passed Feb 1994About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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