Brent L. Taylor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brent Lowrey Taylor, CFP®, who also goes by Brent Lowery Taylor, was a registered financial professional .
Brent is a previously registered financial professional and started their career in finance in 1994. Brent had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 24, 2021 - June 26, 2023
CIBC PRIVATE WEALTH ADVISORS, INC.
January 8, 2014 - June 26, 2023
CIBC WORLD MARKETS CORP.
January 1, 2010 - March 12, 2014
INVESCO ADVISERS, INC.
April 16, 2009 - January 1, 2010
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
April 6, 2009 - January 2, 2014
INVESCO DISTRIBUTORS, INC.
March 31, 2009 - April 8, 2009
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.
August 26, 2005 - April 19, 2007
TRUIST INVESTMENT SERVICES, INC.
August 24, 2005 - April 19, 2007
TRUIST INVESTMENT SERVICES, INC.
October 27, 2004 - July 22, 2005
WELLS FARGO CLEARING SERVICES, LLC
October 27, 2004 - July 22, 2005
WELLS FARGO CLEARING SERVICES, LLC
March 19, 2003 - August 24, 2004
CITIGROUP GLOBAL MARKETS INC.
September 6, 2002 - August 24, 2004
CITIGROUP GLOBAL MARKETS INC.
June 2, 1994 - August 16, 1994
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
CIBC PRIVATE WEALTH ADVISORS, INC.
CRD#: 109644 / SEC#: 801-57986
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIBC PRIVATE WEALTH ADVISORS, INC.
CRD#: 109644 / SEC#: 801-57986
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 28,865 |
| AUM (Assets Under Management) | $ 61,112,966,756 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 04/30/2025 | ||
| 10/20/2023 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
