JK
Jonathan J. Ketola
AON SECURITIES LLC
Bloomington, MN 55437
Some features on this profile are disabled
CRD#: 2460511
JK
Professional summary
Jonathan Jeffrey Ketola, who also goes by Jon Ketola, is a registered financial professional currently at AON SECURITIES LLC located in Bloomington, Minnesota.
Jonathan is registered as a RR (Registered Representative) and started their career in finance in 1994. Jonathan has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Jon Ketola
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jonathan Jeffrey Ketola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 16, 2014 - Present
AON SECURITIES LLC
Office #1: 5600 West 83rd Street 8200 Tower, Suite 1100, Bloomington, MN 55437RIA
BD
CRD#: 4138
Bloomington, MN
Past
May 31, 2007 - April 1, 2014
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
MINNEAPOLIS, MN
Past
November 30, 2005 - May 31, 2007
CLARK SECURITIES, INC.
BD
CRD#: 43803
MINNEAPOLIS, MN
Past
July 21, 1995 - August 7, 2002
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
March 8, 1994 - March 7, 1995
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AON SECURITIES LLC
AON BENFIELD SECURITIES, INC. | RBH EQUITIES, INC. | AON SECURITIES LLC | AON SECURITIES INC. | AON SECURITIES CORPORATION | AON CAPITAL MARKETS
CRD#: 4138 / SEC#: 801-106546, 8-14953
RIA
Registered Investment Advisory firm - SEC (9/1/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(4/16/2014)
RR
Arkansas(4/16/2014)
RR
California(4/16/2014)
RR
Colorado(1/3/2022)
RR
District of Columbia(1/21/2021)
RR
Florida(1/4/2023)
RR
Georgia(4/16/2014)
RR
Hawaii(1/7/2015)
RR
Illinois(10/7/2015)
RR
Indiana(4/16/2014)
RR
Kansas(4/16/2014)
RR
Louisiana(4/16/2014)
RR
Maryland(1/21/2021)
RR
Michigan(4/16/2014)
RR
Minnesota(4/16/2014)
RR
Missouri(4/16/2014)
RR
Nevada(1/3/2022)
RR
New York(4/16/2014)
RR
North Carolina(4/16/2014)
RR
Ohio(4/16/2014)
RR
Oregon(4/16/2014)
RR
South Carolina(1/2/2018)
RR
Tennessee(4/16/2014)
RR
Virginia(1/21/2021)
RR
Washington(4/16/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AON SECURITIES LLC
AON BENFIELD SECURITIES, INC. | RBH EQUITIES, INC. | AON SECURITIES LLC | AON SECURITIES INC. | AON SECURITIES CORPORATION | AON CAPITAL MARKETS
CRD#: 4138 / SEC#: 801-106546, 8-14953
RIA
Registered Investment Advisory firm - SEC (9/1/2015 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 East Randolph Street, Chicago, IL 60601
Mailing Address
200 East Randolph Street, Chicago, IL 60601
Phone number
(312) 381-4488
Established
Delaware since 09/11/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
14
SEC notice filing (1 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AON GROUP, INC. | SHAREHOLDER | |
| AS HOLDINGS, INC. | SHAREHOLDER | |
| CHAMBLEY, JEFFREY TODD | DIRECTOR | 3129456 |
| DELANEY, WILLIAM LEO JR | DIRECTOR (01/1999)/PRESIDENT (06/2000)/GENERAL SECURITIES PRINCIPAL (01/2001) | 1997937 |
| EHRHART, BRYON GERARD | DIRECTOR (05/2002) | 2932770 |
| MACKUNIS, KENNETH JAMES | DIRECTOR | 2612504 |
| MONAGHAN, KATHLEEN NICOLE | DIRECTOR | 6833059 |
| MORRIS, GREGORY PAUL | CHIEF COMPLIANCE OFFICER | 1317320 |
| PASALICH, MAGDALINE GARRIS | DIRECTOR, CFO, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7143931 |
| PENNAY, RICHARD ERIK CHARLES | CEO (10/2024), DIRECTOR | 5475857 |
| WARD, BRYAN RICHARD | DIRECTOR | 3107835 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
