David P. Rabin

REGAN CAPITAL

Dallas, TX 75201

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CRD#: 2460401

Professional summary

David Paul Rabin, who also goes by Dave Paul Rabin, David Paul Rabin, is a registered financial advisor currently at REGAN CAPITAL located in Dallas, Texas and QUASAR DISTRIBUTORS, LLC located in Dallas, Texas.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 16 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Paul Rabin | David Paul Rabin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Regan Capital, LLC; Investment Related; Sales; Dallas, TX; 03/14/2022; Managing Director; Marketing mutual fund; 160 hours per month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Rabin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2024 - Present

REGAN CAPITAL

Office #1: 300 Crescent Court Suite 1760, Dallas, TX 75201

RIA

CRD#: 158294

Dallas, TX

Current

August 19, 2022 - Present

QUASAR DISTRIBUTORS, LLC

Office #1: 300 Crescent Ct, Suite 1760, Dallas, TX 75201

CRD#: 103848

Dallas, TX

Past

March 3, 2020 - August 8, 2022

ASCENDANT CAPITAL MANAGEMENT, LLC

RIA

CRD#: 174260

LOS ANGELES, CA

Past

July 31, 2017 - March 9, 2022

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

April 1, 2016 - December 13, 2016

BIC DISTRIBUTORS, LLC

CRD#: 152860

PHOENIX, AZ

Past

November 13, 2014 - December 12, 2016

PROBABILITIES FUND MANAGEMENT, LLC

RIA

CRD#: 144313

SAN DIEGO, CA

Past

July 31, 2014 - March 30, 2016

AUSDAL FINANCIAL PARTNERS, INC.

CRD#: 7995

SAN DIEGO, CA

Past

May 9, 2013 - July 29, 2014

SEI INVESTMENTS DISTRIBUTION CO.

CRD#: 10690

OAKS, PA

Past

March 28, 2013 - July 29, 2014

SEI INVESTMENTS MANAGEMENT CORP

RIA

CRD#: 105146

OAK PARK, CA

Past

March 9, 2011 - March 28, 2013

SECURITY DISTRIBUTORS

CRD#: 3336

TOPEKA, KS

Past

March 31, 2009 - March 7, 2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

July 22, 1998 - March 31, 2009

PACIFIC SELECT DISTRIBUTORS, LLC

CRD#: 4452

NEWPORT BEACH, CA

Past

April 17, 1997 - May 21, 1997

NORTHERN TRUST SECURITIES, INC.

CRD#: 7927

CHICAGO, IL

Past

March 14, 1996 - September 10, 1996

DWS DISTRIBUTORS, INC.

CRD#: 37306

CHICAGO, IL

Past

July 8, 1994 - October 19, 1994

GRUNTAL & CO., L.L.C.

CRD#: 372

NEW YORK, NY

Past

May 16, 1994 - June 23, 1994

J. GREGORY & COMPANY, INC.

CRD#: 14892

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REGAN CAPITAL

REGAN CAPITAL | REGAN CAPITAL, LLC

CRD#: 158294 / SEC#: 801-79546

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Texas

Registered Investment Advisory firm - (10/27/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2025)

Alaska
(1/7/2025)

Arizona
(1/7/2025)

Arkansas
(1/7/2025)

California
(1/7/2025)

Colorado
(1/7/2025)

Connecticut
(1/7/2025)

Delaware
(1/7/2025)

District of Columbia
(1/7/2025)

Florida
(1/7/2025)

Georgia
(1/7/2025)

Hawaii
(1/7/2025)

Idaho
(1/7/2025)

Illinois
(1/7/2025)

Indiana
(1/7/2025)

Iowa
(1/7/2025)

Kansas
(1/7/2025)

Kentucky
(1/7/2025)

Louisiana
(1/7/2025)

Maine
(1/7/2025)

Maryland
(1/7/2025)

Massachusetts
(1/7/2025)

Michigan
(1/7/2025)

Minnesota
(1/7/2025)

Mississippi
(1/7/2025)

Missouri
(1/7/2025)

Montana
(1/7/2025)

Nebraska
(1/7/2025)

Nevada
(8/19/2022)

New Hampshire
(1/7/2025)

New Jersey
(1/7/2025)

New Mexico
(1/7/2025)

New York
(1/7/2025)

North Carolina
(1/7/2025)

North Dakota
(1/7/2025)

Ohio
(1/7/2025)

Oklahoma
(1/7/2025)

Oregon
(1/7/2025)

Pennsylvania
(1/7/2025)

Rhode Island
(1/7/2025)

South Carolina
(1/7/2025)

South Dakota
(1/7/2025)

Tennessee
(1/7/2025)

IAR

Texas
(3/7/2024)

Texas
(4/17/2024)

Utah
(1/7/2025)

Vermont
(1/7/2025)

Virginia
(1/7/2025)

Washington
(1/7/2025)

West Virginia
(1/7/2025)

Wisconsin
(1/7/2025)

Wyoming
(1/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/27/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/1994

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

REGAN CAPITAL

REGAN CAPITAL | REGAN CAPITAL, LLC

CRD#: 158294 / SEC#: 801-79546

RIA

Registered Investment Advisory firm - (4/23/2014 Approved)

Texas

Registered Investment Advisory firm - (10/27/2014 Terminated)

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Contact information

Main Address

300 Crescent Court Suite 1760, Dallas, TX 75201

Mailing Address

Phone number

(214) 550-1710

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REGAN CAPITAL BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	43
AUM (Assets Under Management)	$ 2,100,091,605

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David P. Rabin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Paul Rabin's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

ASCENDANT CAPITAL MANAGEMENT, LLC

NORTHERN LIGHTS DISTRIBUTORS, LLC

BIC DISTRIBUTORS, LLC

PROBABILITIES FUND MANAGEMENT, LLC

AUSDAL FINANCIAL PARTNERS, INC.

SEI INVESTMENTS DISTRIBUTION CO.

SEI INVESTMENTS MANAGEMENT CORP

SECURITY DISTRIBUTORS

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

PACIFIC SELECT DISTRIBUTORS, LLC

NORTHERN TRUST SECURITIES, INC.

DWS DISTRIBUTORS, INC.

GRUNTAL & CO., L.L.C.

J. GREGORY & COMPANY, INC.

Primary Firm SEC Registration

REGAN CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 7/27/2013

Series 63

Date: 7/20/1994

SIE

Date: 10/1/2018

Series 7

Date: 5/13/1994

FINRA

Current Firm

REGAN CAPITAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REGAN CAPITAL

TRUST BUT VERIFY

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